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1 of 1 people found the following review helpful
on 1 January 1999
A must read for brokerage personnel, consultants and lawyers who need to understand everything that happens after a customer places his order. Every step of the processing of the transaction is thoughtfully explained.
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3 of 4 people found the following review helpful
on 9 February 2003
On the whole its rather old, uses paper forms for the deal tickets etc. Not ideal in the current environment. In terms of explaining how the busines processes work now its good, but really does need updating on the risk & compliance front. I'm sure there are better, more up to date titles on the market.
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2 of 3 people found the following review helpful
on 25 May 1999
I was given this book to read when I started a contract assignment at a Securities Data-Processing service Company. I can't put it down, the world of finance and money trading is absolutely fascinating. I'm reviewing this book with absolutely no previous "money industry" experience. I'm just reviewing it based on it's "readability". The subject matter is very interesting, the author is very knowledgeable. For me, he explains things "just enough" so that I "get it" but I'm not overwhelmed. Very interesting book if you want to learn about the financial world or, if your involved, it doesn't hurt to refresh.
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on 20 June 1998
This book, and Michael T. Reddy's "Security Operations" are the best books ever written on this topic. Take your pick, they are both Excellent.
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on 30 March 2013
Operations is not the most exciting of areas but this old warhorse makes it drier than the Sahara desert . It's also incredibly dated.
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